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3. Causation

But for, an operating cause, and a new act

Posted By lanbuk.com

In simple terms

In a result crime the prosecution must prove a link between the conduct and the consequence. Factual cause is not enough. The conduct must still be an operating and substantial cause when the result happens.

is part of the of a result crime. The question in homicide is whether the accused's act caused the death. If death came from another cause, the result crime is not committed. White is that case again. The mother died of heart failure. The poison was not a cause.

The prosecution must prove two things . But for the accused's conduct, the victim would not have died as and when he did. And the original injury was more than a minimal cause. Killing includes accelerating death, but the acceleration must be more than trivial. That is the de minimis rule. A cause in fact is not always a cause in law. The conduct must be an operating and substantial cause. The printed phrase is sometimes "coma sine qua non". The idea is sine qua non: a but-for cause. A but-for cause is not enough on its own.

Medical treatment. In R v Jordan the stab wound was overtaken by the mistaken administration of antibiotics, and the was quashed. That was a new intervening act. In R v Smith the treatment was thoroughly bad, and a comrade dropped the wounded man twice on the way to the station. The conviction stood. Lord Parker said that if at death the original wound is still an operating and substantial cause, death results from the wound even though another cause is operating. Only if the wound is merely the setting in which another cause operates, or the second cause is so overwhelming that the wound is merely part of the history, does the chain break. Switching off a life-support machine after brain-stem death does not relieve the accused. Malcherek and Steele were both convicted of murder. Whether the doctors were also a cause was immaterial. They were not on trial.

The victim's own act. In R v Roberts a passenger jumped from a moving car to escape sexual advances. Causation of her injuries was established. Blaue is the rule, and it covers the whole person, not only the body. Blaue stabbed a young woman and pierced a lung. She refused a blood transfusion because she was a Jehovah's Witness, and she died. Lawton LJ said those who use violence must take their victims as they find them. It does not lie in the assailant's mouth to say the belief was unreasonable. The question is what caused the death. The answer is the stab wound. Hayward is the physical version. He chased his wife into the street. She had a thyroid condition. She died from the combination of fright, emotion and exertion. He took her as he found her.

A new act of a third person breaks the chain only when it becomes the operative cause and pushes the accused's conduct into history. Smith and Malcherek were not that case. Jordan was. by the victim does not, of itself, break the chain. In Swindall and Osborne it was immaterial that the man who was run down was deaf, or drunk, or .

If causation fails, the accused is of the result crime. Liability can remain for the original non-fatal offence, such as wounding.

Words and Latin in this note

Beyond reasonable doubt
The high standard of proof in criminal cases: the prosecution must prove guilt so that the tribunal is sure. It is short of certainty, and it is not a mere shadow of a doubt. Open the note.
Contributory
A present or past member who may be liable to contribute to a company's assets in a winding up. In a company limited by shares the liability is limited to any amount unpaid on the shares. Open the note.
Actus reus
The physical part of a crime: the act, the circumstances, and in a result crime the consequence. It does not include the state of mind. It must be voluntary, unless the offence is one of the rare status crimes. Open the note.

Memory map

Causation

Key points

  • But for is the first question
  • Bad medical treatment does not break the chain…
  • You take the victim as you find him, body and…

Cases

  • R v White
  • R v Jordan
  • R v Smith
  • R v Malcherek

Key terms

  • Actus reus
  • Acquittal
  • Beyond reasonable doubt
  • Conviction

Take-home points

  • But for is the first question. The conduct must also be an operating and substantial cause.
  • Bad medical treatment does not break the chain while the wound is still operating. Jordan is the exception, where the treatment replaced the wound.
  • You take the victim as you find him, body and belief. Blaue is the case.

Cases in this topic

See also

  • R v Jordan · Lanbuk on Criminal Law · 40 Cr App R 152
  • R v Roberts · Lanbuk on Criminal Law · 56 Cr App R 95

Other law notes by subject

For study only. By lanbuk.com. Always check current sources and consult a qualified professional.

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'Causation, Lanbuk on Criminal Law' (Lanbuk) <https://www.lanbuk.com/llb/criminal-law/causation> accessed 31 October 2026

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